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Detailed ReportReport

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CASH APP INVESTING LLC Show All 7

BLUE TIGER WEALTH MANAGEMENT, THIRD PARTY TRADE LLC, KACZMAREK FORSYTH & FRANK, LLC, KACZMAREK FINANCIAL SERVICES. LLC, KACZMAREK FINANCIAL SERVICES, LLC…

CRD#: 144076/SEC#: 8-67630

B
Brokerage Firm Regulated by FINRA (Denver district office)

PR
Previously Registered Investment Adviser FirmVisit SEC Site

MAIN ADDRESS
400 SW 6TH AVENUE
11TH FLOOR
PORTLAND, OR 97204 UNITED STATES

Relationship Summary

Visit SEC Site
Visit the SEC's Investment Adviser Public Disclosure website for more information on this individual.

Stay on BrokerCheck Go to SEC Site

0

Disclosures

Approved

10/15/2007

SEC Registration Status

Limited Liability Company

Company Type

SEC

1 Self-Regulatory Org

53 U.S. States & Territories

0

Disclosures

Approved

10/15/2007

SEC Registration Status

Limited Liability Company

Company Type

SEC

1 Self-Regulatory Org

53 U.S. States & Territories

0

Disclosures

Approved

10/15/2007

SEC Registration Status

Limited Liability Company

Company Type

SEC

1 Self-Regulatory Org

53 U.S. States & Territories

Disclosures

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0 Total Disclosure

For details of these disclosures refer to the Detailed ReportReport.

General Information

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Main Office Location 400 SW 6TH AVENUE
11TH FLOOR
PORTLAND, OR 97204 UNITED STATES

Mailing Address 400 SW 6TH AVENUE
11TH FLOOR
PORTLAND, OR 97204 UNITED STATES

Phone855-998-1788

Established inDelaware since 02/22/2019

TypeLimited Liability Company

Fiscal Year End December

Direct Owners and Executive Officers

Name

Position

THIRD PARTY TECHNOLOGIES INC.

100% OWNER

ADKINS, ASHLEY NICOLE (CRD#:5919852)

CHIEF COMPLIANCE OFFICER

DE OLIVEIRA, LUIS FERNANDO BRASIL (CRD#:5652832)

PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER

HARPEL, JEFFREY KEITH (CRD#:1367784)

FINANCIAL AND OPERATIONS PRINCIPAL

THIRD PARTY TECHNOLOGIES INC.

100% OWNER

ADKINS, ASHLEY NICOLE (CRD#:5919852)

CHIEF COMPLIANCE OFFICER

DE OLIVEIRA, LUIS FERNANDO BRASIL (CRD#:5652832)

PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER

HARPEL, JEFFREY KEITH (CRD#:1367784)

FINANCIAL AND OPERATIONS PRINCIPAL

Licenses

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53 U.S. States and Territories

B
Alabama

B
Alaska

B
Arizona

B
Arkansas

B
California

B
Colorado

B
Connecticut

B
Delaware

B
District of Columbia

B
Florida

B
Georgia

B
Hawaii

B
Idaho

B
Illinois

B
Indiana

B
Iowa

B
Kansas

B
Kentucky

B
Louisiana

B
Maine

B
Maryland

B
Massachusetts

B
Michigan

B
Minnesota

B
Mississippi

B
Missouri

B
Montana

B
Nebraska

B
Nevada

B
New Hampshire

B
New Jersey

B
New Mexico

B
New York

B
North Carolina

B
North Dakota

B
Ohio

B
Oklahoma

B
Oregon

B
Pennsylvania

B
Puerto Rico

B
Rhode Island

B
South Carolina

B
South Dakota

B
Tennessee

B
Texas

B
Utah

B
Vermont

B
Virgin Islands

B
Virginia

B
Washington

B
West Virginia

B
Wisconsin

B
Wyoming

Other Registrations

Federal

SEC

Self-Regulatory Organizations

FINRA

This firm conducts 9 types of business

This firm is not affiliated with financial and investment institutions

This firm does have referral or financial arrangements with other brokers or dealers

Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

Click here for more information about how to check on an investment professional.

B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.

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